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Correspondence to: Jack E. Ansell, MD, Department of Medicine, Boston University Medical Center, 88 E Newton St, Boston, MA 02118; e-mail: jack.ansell{at}bmc.org
| Introduction |
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| Practical Dosing |
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PT monitoring is usually performed daily until the therapeutic range has been achieved and maintained for at least 2 consecutive days, then it is monitored two or three times weekly for 1 to 2 weeks, then less often, depending on the stability of PT results. If the PT response remains stable, the frequency of testing can be reduced to intervals as long as every 4 weeks, although there is growing evidence to suggest that more frequent testing will lead to greater TTR (see below). If adjustments to the dose are required, then the cycle of more frequent monitoring is repeated until a stable dose response again is achieved.
Anticoagulation Therapy in the Elderly
The physician should be aware of the factors that influence the
response to anticoagulation therapy in the elderly. The dose required
to maintain a therapeutic range for patients > 60 years of age has
been shown to decrease with increasing age,22
23
24
possibly
because the clearance of warfarin decreases with age.25
26
Older patients are also more likely to have a greater number of other
factors that might influence INR stability or might influence the risk
of bleeding, such as a greater number of other medical conditions or
concurrent drug use.22
Consequently, it is advisable to
monitor older patients more carefully in order to maximize their time
in the therapeutic range.27
| Management of Nontherapeutic INRs |
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Three approaches can be taken to reduce an elevated INR. The first is to stop warfarin therapy; the second is to administer vitamin K1; the third, and most rapidly effective, is to infuse fresh frozen plasma or prothrombin concentrate, although the latter may be difficult to obtain and may carry the risk of virus transmission. The choice of approach is based largely on clinical judgment, since to our knowledge, there have been no randomized trials using clinical end points to compare these strategies. When warfarin therapy is interrupted, White and associates29 found that it takes about 4 to 5 days for the INR to return to the normal range in patients whose INRs are between 2.0 and 3.0. After treatment with oral vitamin K1, the INR declined substantially within 24 h. Since the absolute daily risk of bleeding is low even when the INR is excessively prolonged, many physicians manage patients with INR values of 4.0 to 10.0 by stopping warfarin therapy and monitoring more frequently,30 unless the patient is at an intrinsically high risk of bleeding or bleeding has already developed. Ideally, vitamin K1 should be administered in a dose that will quickly lower the INR into a safe but not subtherapeutic range without causing resistance once warfarin therapy is reinstated31 or without exposing the patient to the risk of anaphylaxis. High doses of vitamin K1, though effective, may lower the INR more than is necessary and may lead to warfarin resistance for up to a week. Vitamin K1 can be administered by IV, subcutaneous, or oral routes. IV injection may be associated with anaphylactic reactions,32 and there is no definitive evidence that this serious, but rare, complication can be avoided by using low doses. The response to subcutaneous vitamin K1 may be unpredictable and sometimes delayed.33 34 Recent studies confirm earlier reports that oral administration is predictably effective and has the advantages of safety and convenience over parenteral routes.
In 1993, Pengo and associates35 confirmed earlier observations 36 37 of the effectiveness of oral vitamin K1 by a randomized trial demonstrating that 2.5 mg oral vitamin K1 was more effective than withholding warfarin for correcting the INR to < 5.0 at 24 h. Weibert and associates,38 in a retrospective cohort study, evaluated the effectiveness of a 2.5-mg dose of oral vitamin K1 for reversing an excessive warfarin effect in 81 patients with an INR of > 5.0. Ninety percent of the patients achieved an INR of < 5.0, and only 17% developed an INR of < 2.0. An INR of < 5.0 was achieved in 48 h in all patients whose initial INRs were < 9.0. However, a dose of 2.5 mg oral vitamin K1 failed to lower the INR to < 5.0 in five of eight patients (63%) whose initial INRs were > 9.0. In patients with excessively prolonged INR values, oral vitamin K1, 5 mg, more reliably lowered the INR to < 5.0 within 24 h than simply withholding warfarin therapy. Crowther and associates39 carried out a prospective cohort study of 62 patients treated with warfarin who had INR values between 4.0 and 10.0. The next dose of warfarin was omitted, and vitamin K1, 1 mg, was administered orally. After 24 h, the INR was lowered in 59 patients (95%), fell to < 4.0 in 53 patients (85%), and to < 1.9 in 22 patients (35%). No patients developed resistance when warfarin therapy was resumed. These observations indicate that oral vitamin K1 is effective in low doses for reducing the INR in patients treated with warfarin. A dose range of 1.0 to 2.5 mg is effective when the INR is between 5.0 and 9.0, but larger doses (5 mg) are required to correct INRs > 9.0.
Oral vitamin K1 is the treatment of choice, but vitamin K1 can be administered by slow IV infusion when there is a greater urgency to reverse anticoagulation. The 1998 American College of Chest Physicians recommendations for managing patients receiving coumarin anticoagulants who need their INRs lowered because of actual or potential bleeding are listed at the end of this chapter. These recommendations have not changed in the last 2 years and are all grade 2C.
| Management of Oral Anticoagulation During Invasive Procedures |
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Dental procedures represent a particularly common intervention for patients receiving anticoagulant therapy. A comprehensive review of the subject44 indicated that in most cases, no change in the intensity of anticoagulation is needed. To our knowledge, there are no well-documented cases in the literature of serious bleeding in this setting, but there are a number of documented cases of embolic events in patients whose warfarin therapy was discontinued for dental treatment. If there is a need to control local bleeding, tranexamic acid or epsilon amino caproic acid mouthwash has been used successfully without interrupting anticoagulant therapy.45 46
| Adverse Events (Hemorrhage) |
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Risk Factors for Adverse Events
Intensity of Treatment:
Bleeding is the main complication of
oral anticoagulant therapy. The most important factor influencing the
risk of bleeding is the intensity of anticoagulant
therapy.4
5
6
7
8
9
10
11
12
13
14
Four randomized studies have specifically
demonstrated that the risk of clinically important bleeding is reduced
by lowering the therapeutic range from 3.0 to 4.5 to 2.0 to
3.0.4
5
6
7
A number of additional studies have shown what
amounts to an exponential increase in hemorrhagic events as the INR
increases > 5.0. 8
10
11
47
Patient Characteristics: Several patient characteristics have been shown to be associated with higher odds of bleeding during anticoagulation therapy.8 12 13 14 47 48 49 50 51 52 53 54 55 56 The patient factor most consistently demonstrated to be predictive of episodes of major bleeding is a history of bleeding (especially GI bleeding).12 13 51 Other factors that have been shown to be associated include a history of stroke and the presence of a serious comorbid condition, such as renal insufficiency, anemia, or hypertension.12 13 14 47 48 49 50 51 52 53 54 55 56
The relationship between older age and anticoagulant-associated bleeding is controversial. Several reports have suggested that older individuals are not at an increased risk for bleeding,12 48 57 58 59 60 61 62 63 64 65 66 67 while others have described such an association.8 13 47 52 54 68 69 70 71 This issue is of clinical importance since older individuals often have conditions that warrant anticoagulation therapy and some recommendations for anticoagulation have been based in part on patient age.71 Establishing a causal association between old age per se and an increased risk of anticoagulant-associated bleeding is difficult since age may simply be associated with comorbid conditions, which themselves are risk factors for bleeding (eg, colonic polyps, concomitant medications, or poor anticoagulant control due to lack of compliance). Some studies indicate that older patients who have high-quality anticoagulation management, such as that provided by an anticoagulation clinic, have the same risk of bleeding as their younger counterparts.27 Some studies that attempted to separate the effect of age from comorbid conditions associated with age concluded that age in and of itself is not a major independent risk factor,12 59 72 73 while others have found it to be an independent risk factor8 14 even after controlling for the intensity of the anticoagulant effect. Individuals who are otherwise good candidates for anticoagulation therapy should not have it withheld because of their age. However, elderly patients should be monitored more carefully in order to maximize their time in the therapeutic range (grade 2C, see "Recommendations" section).
TTR: A strong relationship between TTR and bleeding or thromboembolic rates has been observed across a large number of studies with different patient populations, different target ranges, different scales for measuring the intensity of anticoagulation (ie, PT, PT ratio, and INR), and different models of dose management.10 11 47 57 60 74 75 76 77 78 In a large representative study by Cannegieter et al,10 the relationship between TTR and major episodes of bleeding was approximately exponential; that is, small departures from the target range were associated with small-to-moderate increases in bleeding rates, while large departures from the target range were associated with large increases in bleeding rates. A similar relationship holds for TTR and thromboembolism rates, and when bleeding and thromboembolism are considered simultaneously, the overall relationship is U-shaped. Table 1 summarizes the data from those studies, assessing the quality of anticoagulation therapy as reflected by TTR. Most studies, however, fail to measure the quality of anticoagulation management as reflected by TTR. We believe that this is a deficiency that can lead to erroneous interpretation of results, and we urge investigators to measure TTR in their studies.
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Frequency of Testing: The optimal frequency of monitoring the INR is dependent on many factors, including patient compliance, transient fluctuations in comorbid conditions, the addition or discontinuation of treatment with other medications, changes in diet, the quality of dose-adjustment decisions, and whether treatment is early or late in the course of therapy. Some investigators have attempted to develop predictive models with the goal of reducing the frequency of testing without sacrificing quality.98 The results of a few clinical trials suggest that TTR, and presumably fewer adverse events, can be maximized by more frequent testing.86 99 This is particularly true in studies utilizing patient self-testing in which access to testing is virtually unlimited. Horstkotte et al99 specifically addressed this issue in a study of 200 patients with mechanical cardiac valves in whom the percentage of INRs within the target range varied from 48%, when monitoring occurred at an average interval of 24 days, to 89%, when monitoring occurred at an average interval of every 4 days. These results, however, are inconclusive because of questions about how TTR was calculated and other methodologic issues.
Frequency of Hemorrhage
The frequency of hemorrhage associated with oral anticoagulant
therapy is reviewed in detail in another article in this supplement
(see page 108). The rate of hemorrhagic events must be interpreted not
only in the context of the quality of anticoagulation management
(eg, the model of anticoagulant care and TTR), but also with
consideration of a number of the other factors discussed above, as well
as factors such as whether therapy was monitored by the use of the PT
or INR, whether the indications studied included patients with mixed
diagnoses or a restricted indication, and whether the patients studied
were new to anticoagulation therapy or were patients already
established on a regimen of long-term therapy.
Nonhemorrhagic Adverse Events
Other than hemorrhage, the most important side effect of warfarin
is skin necrosis. This uncommon complication is usually observed on the
third to eighth day of therapy100
101
and is caused by
extensive thrombosis of the venules and capillaries within the
subcutaneous fat. The pathogenesis of this striking complication and
the reason for the localization of the lesions are mysterious. An
association between warfarin-induced skin necrosis and protein C
deficiency102
103
104
and less commonly, protein S
deficiency,105
has been reported, but this
complication also occurs in nondeficient individuals. A pathogenic role
for protein C deficiency is supported by the similarity of the lesions
to those seen in neonatal purpura fulminans that complicates homozygous
protein C deficiency. The management of patients with warfarin-induced
skin necrosis who require life-long anticoagulant therapy is
problematic. Warfarin is considered to be contraindicated, and
long-term heparin therapy is inconvenient and associated with
osteoporosis. A reasonable approach in such patients is to restart
warfarin therapy at a low dose (eg, 2 mg), under the
coverage of therapeutic doses of heparin, and to increase the warfarin
dosage gradually over several weeks. This approach should avoid an
abrupt fall in protein C levels before there is a reduction in the
levels of factors II, IX, and X and has been shown to be free of a
recurrence of skin necrosis in a number of case
reports.103
104
| Management of Adverse Events |
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The risk of bleeding is strongly related to the intensity of the anticoagulant effect. Therefore, in patients who continue to bleed, every effort should be made to maintain the INR at the lower limit of the therapeutic range (ie, 2.0). Laboratory control of treatment should be optimized with frequent INR measurements and by ensuring that a sensitive thromboplastin (international sensitivity index [ISI], < 1.5) is used.106 For patients with mechanical prosthetic valves (and a persisting risk of increased bleeding), it would be reasonable to aim for an INR range of 2.0 to 2.5. For patients with atrial fibrillation (and a persisting risk of increased bleeding), the anticoagulant intensity can be reduced to an INR range of 1.5 to 2.0 with the expectation that efficacy will be reduced but not abolished.9 Alternatively, aspirin can be used to replace warfarin in patients with atrial fibrillation, but also with a reduced efficacy in high-risk patients.
Diagnostic Evaluation of Bleeding
When bleeding occurs, especially from the GI tract or urinary
tract, it is important to consider the possibility of a serious,
underlying occult lesion as the source of bleeding. A number of
descriptive studies indicate the probability of finding such a
lesion.68
107
108
Coon and Willis68
identified occult lesions responsible for bleeding in 11% of 292
patients with hemorrhage. Jaffin et al107
found a 12%
prevalence of positive results in stool occult blood tests in 175
patients receiving warfarin or heparin compared with 3% in 74 control
subjects. There was no difference between the mean PT or activated
partial thromboplastin time in patients with positive and negative test
results. In 16 patients evaluated, 15 had lesions not previously
suspected and 4 had neoplastic disease. Landefeld et al14
found 14 of 41 patients with GI bleeding to have important remediable
lesions, of which two lesions were malignant. This limited information
supports the need for investigation, since if occult blood is found in
the stool, there may be a 5 to 25% chance of finding a malignant
source.
In a randomized controlled study, Culclasure et al109 found microscopic hematuria at a prevalence of 3.2% compared with a prevalence of 4.8% in their control group. There was no difference in the rate of hematuria with therapeutic or high INRs. Following a second episode of hematuria, 43 patients (32 receiving anticoagulation therapy and 11 control patients) were investigated; 27 of the anticoagulated patients (84%) and 8 of the control patients (73%) were found to have significant underlying disease, with three cancers found in the combined group (7%). These findings are in contrast to the results of other case series identifying a much higher likelihood of finding underlying lesions in patients who develop hematuria while receiving anticoagulant therapy.110 111 112
| Models of Anticoagulation Management |
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Approaches to improve anticoagulant control include the use of (1) anticoagulation management services (AMSs) (ie, anticoagulation clinics) to manage therapy, (2) point-of-care (POC) PT testing that allows patient self-testing (PST) and patient self-management (PSM) of dose adjustments, and (3) computer programs to aid in dose adjustment.
Usual Care vs AMSs
There is growing evidence that better outcomes are achieved when
anticoagulation is managed by an AMS compared to patients managed by
their personal physicians (ie, usual care [UC]). The
latter is the predominant model of therapy In North
America,115
whereas anticoagulation clinics have long been
the model of care in the United Kingdom and the
Netherlands.116
Unfortunately, the available literature on
the benefits of an AMS consist mostly of descriptive reports, case
control studies, or nonrandomized prospective studies. Extrapolation of
the rates of adverse events from many of the large randomized
controlled studies to everyday practice is limited by the fact that
indications studied are often restricted, patients are highly selected,
and monitoring and management of anticoagulation are highly
coordinated.
Tables 2 to 4 summarize the results of studies assessing the frequency of hemorrhage or thrombosis based on the model of care. These studies were selected based on the following criteria: published in 1980 or later (excluding abstracts); providing sufficient information to classify the model of care as either UC or an AMS; defining the criteria for major hemorrhage; identifying the rate of major hemorrhage; and providing information to determine the number of patient-years of therapy for comparative purposes. Table 2 summarizes three large retrospective observational studies on UC.13 51 55 Each study reports on patients followed up by private physicians in a particular locale. Results indicate a frequency of major hemorrhage of approximately 7.7% per patient-year of therapy, with recurrent thromboembolism of 8.1% per patient-year in one study. Table 3 summarizes the results achieved with an AMS from mostly retrospective observational analyses that met selection criteria.10 12 47 54 57 58 59 60 61 91 92 117 A majority of the earlier studies used a PT ratio to monitor therapy, thereby potentially providing more intense therapy. Higher rates of bleeding are noted in these earlier studies compared to the last three that employed an INR to monitor therapy. Table 4 summarizes the four studies in which investigators used clinical outcomes to compare two models of care in a single setting.53 82 118 119 All of these studies used a before-and-after design, and none were prospective randomized trials. In two studies,53 82 the same patient groups were observed first in a UC setting and then in an AMS setting. The third study118 involved two defined cohorts of patients, and the fourth report119 provided data on the following three sequential inception cohorts: an initial AMS; then a UC cohort; followed by a second AMS cohort. Although none of these trials were randomized, each reported an impressive reduction in the incidence of major hemorrhage and thromboembolism, and the one study that evaluated death due to bleeding or thromboembolism found a reduction that approached statistical significance (p = 0.09).119
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Cost-effectiveness of UC vs AMS
Because of improved outcomes with fewer hospitalizations and
emergency department visits, the management of anticoagulation therapy
by an AMS may prove to be cost effective. Gray et al121
estimated a savings of $860 per patient-year of therapy in 1986 due to
reduced hospital days in a study of patients treated by an AMS vs UC.
Chiquette et al119
found a savings of $1,621 per
patient-year of therapy in their comparative study due to a significant
reduction in hospitalizations and emergency department visits. Last,
Wilt et al118
found an extremely high rate of savings
($4,072 per patient-year of therapy) due to reduced utilization of
services. These observations need to be validated by randomized
studies.
POC PST and PSM
Recent technological advances in POC PT measurement offer the
potential for both simplifying and improving oral anticoagulation
management in the professional setting as well as at home. POC monitors
measure a thromboplastin-mediated clotting time that is then converted
to a plasma PT equivalent by a microprocessor and expressed as a PT or
INR. Three monitors are approved for PST at home122
(Table 5
).
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POC instruments, however, do have limitations, as demonstrated by other studies. Using a derivative of the Biotrack ProTime monitor (Biotrack 512; Ciba Corning; Medfield, MA), Jennings et al126 found poor comparability between the instrument and the thrombotest, with the former underestimating the INR by a mean of 0.76 INR units. The precision of the instrument was considered to be good (CV, 7.5% and 4.5%, respectively). McCurdy and White,127 with another derivative of the Biotrack monitor (Coumatrak; DuPont; Wilmington, DE), found that the capillary method yielded the most accurate results in an INR range of 2.0 to 3.0, but that the results of the two methods became discrepant as the INR increased. Tripodi et al128 found with the Biotrack 512 model that by recalibrating the ISI of the instruments thromboplastin against the secondary international reference preparation (IRP) for rabbit thromboplastin, it was systematically higher (ISI, 2.715) than that reported by the manufacturer (ISI, 2.036). Like McCurdy and White,127 they found that the monitor underestimated the results as the INR increased (ie, INR > 4.0). However, this error was not instrument-related but the result of a faulty ISI; the error did not occur when the INR was recalculated using their recalibrated ISI.
In a second class of PT monitors (CoaguChek; Roche Diagnostics; Indianapolis, IN), Oberhardt et al129 reported an r value of 0.96 in 271 samples compared to standard laboratory methods. Rose et al130 determined within-day precision for normal and abnormal control plasmas with CVs of 3.7% and 3.6%, respectively. An r value of 0.86 was obtained from 50 outpatients compared with reference plasma PTs. Fabbrini et al131 also found reasonable precision (CV, 6% and 4%) with excellent correlation coefficients (r = 0.92 and 0.91) compared with reference plasma PTs in two different groups of patients.
Tripodi et al132 evaluated the calibration of the ISI in the CoaguChek system based on an IRP and found that they were extremely close to those adopted by the manufacturer for both whole blood and plasma. Although the CVs of the slopes of the regression lines comparing the system with an international reference were excellent (ie, a CV of 2.2 for both whole blood and plasma on the instrument compared with the international reference), the instrument reported significantly higher INRs (whole blood INR, 3.20; plasma INR, 3.41; reference system INR, 2.92) using the manufacturers calibration. The differences were due to a lower mean normal PT adopted by the manufacturer.
Kaatz et al133 evaluated both classes of monitors (CoaguChek and Biotrack) as well as four clinical laboratories against the criterion standard established by the World Health Organization (WHO) using an international reference thromboplastin level and the manual tilt-tube technique. They found that laboratories using a more sensitive thromboplastin showed close agreement with the criterion standard, whereas laboratories using an insensitive thromboplastin showed poor agreement. The two monitors fell between these two extremes. As in the study by McCurdy and White,127 the Coumatrak underestimated the INR at values > 2.5, whereas the CoaguChek simply showed more scatter at INR values > 2.75. INR determinations of the Coumatrak monitor and the CoaguChek were only slightly less accurate than those of the best clinical laboratories.
A third class of POC capillary whole-blood PT instrumentation (ProTIME Monitor; International Technidyne Corporation; Edison, NJ) differs from the previously described instruments in that this instrument performs a PT in triplicate (ie, three capillary channels) and simultaneously performs a level 1 and level 2 control (ie, two additional capillary channels). In a multi-institutional trial,134 the instrument INR correlated well with the reference laboratory with tests performed by either the health-care provider (venous sample, r = 0.93) or the patient (capillary sample, r = 0.93). PT results for fingersticks performed by both the patient and the health-care provider were equivalent and correlated highly (r = 0.91).
In a separate report involving 76 warfarin-treated children and 9 healthy control subjects, Andrew et al135 found a correlation (r = 0.89) between venous and capillary samples. Both results, compared with venous blood tested in a reference laboratory (ISI, 1.0), revealed correlation coefficients of 0.90 and 0.92, respectively.
A fourth type of PT monitor (Avocet PT 1000; Avocet Medical; San Jose, CA) has been studied in 160 subjects and was found to yield good correlation with a reference laboratory INR when compared to capillary blood (r = 0.97), citrated venous whole blood (r = 0.97), and citrated venous plasma (r = 0.96).136 Within-day precision was acceptable (citrated whole blood CV, 4.8% and citrated plasma CV, 5.5%, respectively).
Despite the studies noted above, steps are still needed to ensure conformity of POC PT monitors to the WHO INR PT standardization scheme. The WHO ISI calibration procedure is not practicable on the monitors. It demands parallel testing using a conventional PT test and the manual technique with a thromboplastin IRP using citrated blood samples taken at the same time or from the same blood specimen as the uncitrated whole blood tested with the monitor. Specimens from 60 warfarin-treated patients and 20 healthy subjects are required for the ISI calibration. The recently revised WHO guidelines137 further specify that the calibration be performed by the manufacturer at more than one center. A simpler procedure for ISI calibration of POC monitors is needed and a method based on the use of certified lyophilized plasma calibrants is being evaluated in a current European Concerted Action on Anticoagulation multicenter study.
PST
Self-testing and/or self-management by the patient using POC
instruments represents another model of care with the potential for
improved outcomes as well as greater convenience.138
Self-testing provides a convenient opportunity for increased frequency
of testing when deemed necessary. The use of the same instrument
provides a degree of consistency in instrumentation, and self-testing
provides the potential for greater knowledge and awareness of therapy
leading to improved compliance.
White et al,89 in a small randomized controlled study, assessed patients abilities to measure their own PT following hospital discharge with warfarin dosing managed by their health-care providers. These self-testing patients (n = 23), when compared with a control group treated by an AMS (n = 23), spent a greater percentage of the TTR (87% vs 68%, respectively; p < 0.001) and were significantly less likely to be in the subtherapeutic range during the follow-up period (6.3% vs 23%, respectively; p < 0.001). This study was underpowered to detect differences in outcomes of hemorrhage or thrombosis.
Anderson et al139 confirmed the feasibility and assessed the accuracy of PST at home in a prospective cohort of 40 individuals who monitored their own therapy over a period of 6 to 24 months. Based on either a narrow or expanded therapeutic range, they observed a mean level of agreement per patient with reference plasma PTs of 83% by narrow criteria and 96% by expanded criteria. Ninety-seven percent of the patients preferred home testing to standard management. Andrew et al140 similarly evaluated the use of a home PT monitor (ProTIME; International Technidyne; Edison, NJ) in 82 adults and 11 children. No difference was detected between INR results obtained from the home PT monitors and the laboratory, and the results were highly correlated (r = 0.92). Ninety-five percent of participants preferred using the PT monitor over the usual laboratory testing.
Beyth and Landefeld85 randomized 325 newly treated elderly patients, 163 of whom had their doses managed by a single investigator based on INR results from PST at home compared with 162 treated by their private physicians (UC) based on venous sampling. Over a 6-month period, the investigators recorded a rate of major hemorrhage of 12% in the latter group vs 5.7% in the self-testing group. This finding was based on an intention-to-treat analysis. For those patients actually performing self-testing, there was only a 1.2% incidence of major hemorrhage.
PSM
In 1974, Erdman et al141
first tested the concept of
PSM of oral anticoagulation based on physician-derived guidelines with
PTs obtained on plasma samples by routine laboratory instrumentation.
In nearly 200 patients with prosthetic heart valves who were managing
their own therapy, they found a greater degree of satisfactory
anticoagulation (98% of 195 patients enrolled) compared with a
retrospective survey of standard management patients who achieved only
a 71% degree of adequate anticoagulation.
Ansell et al90 142 analyzed the results of PSM with the Biotrack instrument over a span of 7 years in a cohort of 20 patients ranging in age from 3 to 87 years with diverse indications for anticoagulation. Compared with an age-matched, sex-matched, and diagnosis-matched control group treated by an AMS, self-managed patients were found to be in the therapeutic range for 88.6% of the PT determinations compared with 68% for the control subjects (p < 0.001). There were also fewer dose changes for study patients (10.7%) than for control subjects (28.2%; p < 0.001), while complication rates did not differ between the groups. Patient satisfaction was extremely high with this mode of therapy, based on a patient survey of attitudes.
In a retrospective analysis, Bernardo143 reported on 216 patients who managed their own therapy between 1986 and 1992 and found that 83.1% of the PT results were within target therapeutic range and that no serious adverse events had occurred. Horstkotte et al86 performed a randomized controlled study of 150 patients with prosthetic heart valves who managed their own therapy (n = 75) compared with a control group (n = 75) who were managed by their private physicians (UC). The patients who self-managed tested themselves approximately every 4 days and achieved a 92% degree of satisfactory anticoagulation as determined by the INR. The physician-managed patients were tested approximately every 19 days and only 59% of INRs were in therapeutic range. The self-managed individuals experienced a 4.5% per year incidence of any type of bleeding and a 0.9% per year rate of thromboembolism compared with 10.9% and 3.6% rates, respectively, among patients in the physician-managed group (p = 0.038 between the two groups). Hasenkam et al144 confirmed the effectiveness of self-management in 20 patients with prosthetic valves, reporting that these patients were in the therapeutic range 77% of the time compared to 53% of the time for 20 retrospectively matched control patients. Sawicki87 randomized 90 patients to self-management compared to 89 managed by their personal physician (UC). INRs were examined after 3 months, and the PSM patients were significantly closer to their target INR and had a greater percentage of values within the therapeutic range compared to the UC group. These differences were not significant (NS) at 6 months.
Finally, a large randomized controlled German study (Early Self-Controlled Anticoagulation Study)145 reported preliminary results from 50% of the target patient enrollment. Three hundred five patients using PSM achieved a greater frequency of INRs in range (78.3%) than did 295 UC patients (60.5%). There was a significant difference in major adverse events between groups as well (UC group, 15%; PSM group, 9.5%; p = 0.03).
Although a growing number of studies indicate the superiority of patient PST or PSM over UC, there is little evidence comparing them to care provided by an AMS. PST and PSM require special patient training to implement, and therapy should be managed by a knowledgeable provider. A definitive recommendation cannot yet be made as to the overall value of PST or PSM.
Data Management and Computerized Dosing
An obstacle to the safety and effectiveness of warfarin therapy is
the poor quality of dose management as currently
practiced.17
Data from clinical trials on success in
achieving TTR are difficult to evaluate because of problems of how TTR
is determined and whether narrow or expanded ranges are considered, as
noted above. Correlating such results with adverse event
rates is also complicated by the fact that the older literature based
results on a PT ratio, whereas therapy based on an INR with low and
high intensity levels of treatment is a relatively recent phenomenon.
Nevertheless, where data are available (Table 1)
, results indicate a
wide range of success in achieving TTR. A UC model appears to yield the
worst results with a TTR between 33% and 64%. Even in randomized
controlled trials in which patient care is often highly structured, TTR
varies between 48% and 83%. Achieved TTR appears to be the best in
either an AMS model or with PSM (ie, approximately 60 to
90%). Computer assistance by the use of dedicated programs may,
however, improve dose management and TTR. Although programs
differ, they typically calculate whether dose adjustment is necessary
from a user-defined table of trend rules for each therapeutic range. If
it recommends dose adjustment, the current INR is compared to the
target INR and the difference in INR is used in a proprietary equation
to calculate the new dose. The time to the next dose is also set by the
program using a set of variables comparing the current INR, the
interval from the last test, the number of previous changes, and the
number of previous INR values within the target range.
A number of older studies have evaluated computer programs to improve warfarin dosing.146 147 148 The first randomized study in 1993149 showed that three contemporary computer programs all performed as well as an experienced medical staff of an AMS in achieving a target INR of 2.0 to 3.0, but the computer achieved significantly better control when more intensive therapy was required (INR, 3.0 to 4.5). In another randomized study150 of 101 long-term anticoagulated patients with prosthetic cardiac valves, computerized adjustments in warfarin dosage proved comparable to manual regulation in the percentage of INR values maintained within the therapeutic range, but they required 50% fewer dose adjustments. The first multicenter randomized trial of one computerized dosage program in 1998151 showed a 22% overall improvement of control with the program (Dawn AC; 4S Information Systems, Cumbria, United Kingdom) compared to performance by the medical staff. The computer program gave significantly better INR control than experienced medical staff for all 285 patients for all target INR ranges. The study also showed that the natural increased caution of medical staff in dosing patients at a higher INR range is not shared by the computer. It cannot be assumed, however, that all computer programs will be equally successful, and new programs will require independent validation by randomized controlled studies to determine the extent of their ability to accurately predict dosage control.
| Special Situations |
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Antiphospholipid Syndrome
Lupus anticoagulants are known to be associated with an increased
risk of thrombosis. Consequently, it is not uncommon for patients
receiving lupus anticoagulants to be placed on a regimen of oral
anticoagulant therapy. Evidence from observational studies suggests
that clinical outcomes are improved when the therapeutic range for
patients receiving lupus anticoagulants is closer to 2.5 to 3.5 rather
than 2.0 to 3.0.159
160
The reasons why a higher INR may
be beneficial are not known. One potential explanation is that the
requirement for a higher INR is due to lupus anticoagulants interfering
with the PT. Lupus anticoagulants typically cause prolongation of the
activated partial thromboplastin time, but they may also cause mild
prolongation of the PT or, in the presence of specific antibodies to
prothrombin, significant prolongation of the PT. The degree of
prolongation of the PT induced by lupus anticoagulants appears to be
dependent on the reagent used.161
162
One study found that
INR values from patients with lupus anticoagulants receiving oral
anticoagulants differed from 0.4 to 6.5 between
reagents.161
However, two studies have demonstrated
standardization of INR values using either calibrated reference plasmas
or locally assigned analyzer-specific ISI values can significantly
reduce this variability.163
164
These latter techniques
appear to enable oral anticoagulants to be reliably monitored using the
INR system for some, but not all, reagents. Other techniques for
monitoring oral anticoagulant therapy for patients receiving lupus
anticoagulants include the measurement of prothrombin activity, native
prothrombin concentration, and the prothrombin and proconvertin
test.161
165
166
167
168
The validity and reliability of these
latter tests have not been rigorously evaluated in controlled clinical
trials for patients with lupus anticoagulants.
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Management of Nontherapeutic INRs
These recommendations remain unchanged from the 1998 ACCP recommendations. If the continuation of warfarin therapy is indicated after the administration of high doses of vitamin K1, then heparin can be given until the effects of vitamin K1 have been reversed and the patient becomes responsive to warfarin.
Management of Oral Anticoagulation During Invasive Procedures
Risk Factors for Adverse Events (Hemorrhage)
Models of Anticoagulation Management
| Footnotes |
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| References |
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