(Chest. 1999;116:216S-223S.)
© 1999
American College of Chest Physicians
Chicago Community-Based Asthma Intervention Trial*
Feasibility of Delivering Peer Education in an Inner-City Population
Victoria Persky, MD;
Lenore Coover, MSN;
Eva Hernandez, MSN;
Alicia Contreras, MA;
Julie Slezak, MS;
Julie Piorkowski, MPH;
Luke Curtis, MS;
Mary Turyk, MPH;
Viswanathan Ramakrishnan, PhD and
Peter Scheff, PhD
*
From the Epidemiology and Biostatistics and the Environmental and Occupational Health Science Divisions of the School of Public Health (Dr. Persky, Ms. Coover, Hernandez, Contreras, Slezak, Piorkowski, Mr. Curtis, Ms. Turyk, Drs. Ramakrishnan, and Scheff), University of Illinois at Chicago, and Erie Family Health Center (Dr. Persky, Ms. Hernandez, and Contreras), Chicago, IL.
Correspondence to: Victoria Persky, MD, Epidemiology/Biostatistics and Environmental and Occupational Health Science Division, School of Public Health, University of Chicago, 2121 Taylor St, Room 508, Chicago, IL 60612
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Abstract
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The
most effective means of educating children with asthma and their
families has not been clearly demonstrated in previous studies. Peer
education is uniquely suited to the complex problems encountered in
underserved populations. The purpose of this study was to show the
feasibility of delivering a peer education program for children with
asthma and the effect of the program on indoor allergen levels in an
inner-city population in Chicago. Overall, the program was well
received. Baseline allergen levels were consistent with some previous
studies in showing low levels of mite allergens and high levels of
cockroach allergens, with 79.6% of samples having levels > 8 U/g. A
total of 28.2% of samples had cat allergen levels > 2 µg/g,
although only 9.7% of homes had cats, confirming previous reports that
cat allergen is ubiquitous. Mold levels were seasonal, with the highest
levels in the summer. Results from this study suggest that intervention
programs should focus more on elimination of cockroaches than was
previously appreciated, while minimizing the use of pesticides, and on
identification of the sources of cat allergen. Structural and
psychosocial issues in homes need to be addressed in future studies.
This study has demonstrated the feasibility of delivering peer
education in a inner-city population and highlighted the need for
comprehensive intervention strategies addressing complex issues facing
underserved
neighborhoods.
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Introduction
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Previous studies have suggested that asthma morbidity is
affected by the level of indoor allergens in the home. Several groups
have noted that dust mite sensitivity is related to the prevalence of
asthma1
2
3
and that the levels of mite allergens in the
environment are related to skin test positivity,4
5
6
as
well as symptoms.7
8
Sporik et al9
found
that exposure to > 10 µg/g of Dermatophagoides
pteronyssinus at the age of 1 year was significantly associated
with the development of asthma by 11 years of age. Prevalence of asthma
has also been associated with greater skin test sensitivity to cat and
mold allergens,1
2
with self-reported exposure to dampness
and molds,10
11
and with exposure to in utero,
as well as to passive, smoke.12
13
14
The National
Cooperative Inner City Asthma Study (NCICAS) noted generally low
levels of mites and high levels of cockroaches in inner-city homes.
They found increased asthma symptoms and hospitalizations in children
who were both allergic to cockroaches and whose homes had high levels
of cockroaches.15
The effects of various interventions that have been used for the
control of indoor environmental asthma triggers are unclear. Frequent
dusting, carpet removal, and use of plastic mattress covers have been
used to decrease exposure to mites, as well as to cat and cockroach
allergens.16
17
In addition, repair of water leaks and use
of air conditioning and dehumidifiers have been used to reduce mold
levels. Additional intervention strategies have included vacuuming
mattresses weekly, laundering blankets at least once a fortnight and
sheets weekly in hot water, replacing feather pillows with synthetic
filling, removing quilts and eider downs, vacuuming carpets several
times a week and upholstery fortnightly, and removing soft toys and
pets.18
19
The most effective means of educating children with asthma and their
families in underserved populations is not well established. Most of
the previous intervention programs used professionals to
educate20
21
and case-manage22
families with
asthmatic children. Few of the studies have targeted modification of
the home environment. Changes of factors in the home are often
complicated, necessitating on-site assessment and creative solutions to
complex social problems that affect the ability of families to make
suggested modifications. There is an increasing body of evidence
supporting the role of peer educators in health promotion. Peer
educators are culturally sensitive and more efficient in transmitting
the necessary knowledge, and therefore more
cost-effective.23
24
There are only a few studies,
however, examining the role of peer education in asthma
management.23
24
The limited data from those studies
suggest that they are more effective in education than in medication
management. Families of asthmatic children are frequently responsive to
peer educators in their own homes and feel comfortable discussing the
real issues facing them regarding modification of asthma risk factors.
The purpose of this study was to show the feasibility of a peer
educator program and the effectiveness of peer education on modifying
levels of indoor allergens in an inner-city Chicago population
previously shown by our group to have high rates of asthma prevalence,
morbidity, and mortality.25
26
27
28
29
Data collection is almost
complete in the study. This paper describes the overall methods and
baseline allergen data. Subsequent papers will present the results of
the intervention.
 |
Materials and Methods
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Recruitment, Training, and Supervision of Educators
Peer educators were recruited from parents of children with
asthma who were enrolled in the 20 Head Start sites and community
agencies in the West Town and Humboldt Park communities served by Erie
Family Health Center on the West Side of Chicago. The Directors of the
Head Start programs were asked to recommend parents who were
responsible and interested in asthma. Ten women were referred for the
training. At that time, we discussed the benefits of the learning
experience, and the fact that we would hire only three persons for the
first study. Participants were not reimbursed for the initial training.
One of the women we initially hired withdrew during the first year for
personal reasons, and over the next year we held two more training
sessions for a total of 13 women. From those 13, we hired 2 women, 1 of
whom also withdrew for personal reasons. The initial training consisted
of 5 half-day sessions over a 1-week period. The curriculum focused on
asthma knowledge, environmental triggers, how to approach families, and
basic information about the interventions. During the initial training,
candidates were assessed by the project staff for their commitment and
ability to work with other families in a home visit setting. At
completion of the initial training, all women who attended were given
certificates. Potential educators were asked to provide resumes,
letters of recommendations, and a statement of their goals before
undergoing interviews by the study investigators. Those who were hired
then underwent several more weeks of training specific to the project.
This included how to assess environmental triggers in the home
environment, the availability and accessibility of community resources,
how to work with families in a nonthreatening fashion, role playing,
the importance of confidentiality and children's rights, how to handle
acute psychosocial issues that might arise, how to give asthma
presentations in the community and schools, methods of collecting dust
and air samples for allergen measurements, and methods of randomization
and additional data collection. Personal growth and professional goals
were also included and continue to be part of the project. During the
study, the educators have had ongoing training and support. They have
been supervised daily by an on-site master's degree level
coordinator, as well as with weekly and biweekly meetings with
three of the study investigators (including the principal investigator,
a physician, and two co-principal investigators, an asthma nurse
educator and a psychiatric nurse). All three of these investigators
have also been available through 24-h beepers to assist with unexpected
emergencies when they arise.
Overall Study Design
The project was designed as a randomized trial of 60 families
residing in a low-income neighborhood on the West Side of Chicago. Half
of the families received intensive intervention during the first 6
months of the study and half during the second 6 months of the study.
Home assessments were made at baseline, at the 6-month visit, and after
1 year. Recruitment and intervention occurred during a 2.5-year period.
The initial dropout rate was somewhat higher than anticipated,
primarily because of families that moved or had unanticipated time
constraints. As a result, a total of 70 families were recruited, of
whom 62 completed the first visit and 52, the second visit, and 49
families so far have finished the trial.
Intervention
The intervention program consisted of a minimum of four visits,
each with clearly delineated goals. The first visit was primarily to
establish a rapport with the family and explain the purpose of the
study. For families randomized to receive early intervention, the major
issues in asthma prevention were discussed. The second visit comprised
a detailed home assessment, collection of air and dust samples, and a
chance to answer any questions that may have arisen in the interim. The
educator and caretaker walked through each room noting the presence or
absence of potential allergens or irritants, such as presence of pets,
form of ventilation, amount of dust, type of heating and stove, type of
carpets and rugs, upholstered furniture, stuffed toys, mattress and
furniture covers, presence of air conditioning and dehumidifiers,
airflow, smokers in the home, humidity, molds, and use of pesticides
and other chemicals in the house. Educational material was left after
the second visit. Between the second and third visits, the peer
educator developed a management plan for the family, taking into
consideration the strength of the family system. The objectives of each
plan were generally similar. Differences in implementation reflected
variations in social and family support structures. It was understood
that the plan had to be realistic and cost-effective and that it might
be instituted in stages over several months. The plan was reviewed by
the nurse and, rarely, revised if there was a problem.
Intervention strategies included dust control, removal of pets,
elimination of carpets, if possible, washing of bedding, decreasing
humidity and molds, removal of feather pillows and stuffed toys,
covering of mattresses and upholstered furniture, general cleaning
practices, and the use of Integrated Pest Management for cockroach
control. This approach emphasized aggressive insect control
through housekeeping, identification of sources of roaches, selective
use of boric acid under refrigerators and baits, such as Combat, and
cost-effective structural changes, such as caulking around leaky
faucets and repair of areas that allow access of insects and rodents.
In cases in which families had difficulty removing pets and stuffed
toys from the house, they were encouraged to remove them from the
child's room or to keep the toys in plastic bags. Behavior
modification was strongly encouraged, and parents were active partners
during the intervention period. In two cases, the educators were
effective in working with parents to convince landlords to institute
more extensive repairs where needed. All families were given mattress
covers and peak flowmeters, along with instructions for their use. For
families containing smokers, the smokers were encouraged not to smoke
in the home. The plan was discussed with the family at the third visit,
and modifications were developed and implemented between the third and
fourth visits. During the fourth visit, the importance of emergency
medical plans, as well as communication with health-care providers and
school staff, was addressed. Repeat home assessments and collections of
air and dust samples were made at 6 and 12 months.
Families randomized to serve as controls for the first 6 months
received a detailed home assessment and collection of air and dust
samples at the second visit, and were then contacted monthly by
telephone until they entered active intervention at 6 months. From that
point, they followed the intervention program from the second
intervention visit, as described above.
Families for the program were recruited from the Head Start sites in
West Town and Humboldt Park, as well as from Erie Family Health Center,
a community-based health center serving the area. Before the initiation
of the trial, the program was piloted with 17 Head Start families.
Before randomization, families met with the educator at the site of
recruitment to establish rapport before going into the home; the study
was explained and they signed informed consent. Subsequent visits by
the educator were in the family's home. The results were shared with
the participants and with their health-care providers, with the
participants' permission.
Dust and Air Collection and Analysis
Dust samples were collected at baseline, 6 months, and 12 months
from the child's mattress, living room floor, and bedroom floor using
standardized data collection methods. These were collected with a
handheld portable vacuum cleaner with disposable vacuum bags for a
1.0-m2 area for the living room and
bedroom floor samples, and a 0.25-m2 area of the
mattress. Dust was transferred from the disposable bags to plastic
bags, frozen at -20°C and stored for subsequent measurement of
allergens. Analyses of dust mites Dermatophagoides
pteronyssinus and Dermatophagoides farinae (Der p1 and
Der f1), cockroach (Bla g1), and cat (Fel d1) allergens were performed
under the supervision of Dr. Peter Scheff at the University of Illinois
School of Public Health. Dust was screened with a 650-µm filter. The
samples were extracted in phosphate-buffered saline solution and
analyzed with the sandwich-enzyme-linked immunosorbent assay (ELISA)
method of Chapman et al30
31
and Pollart et
al.32
Monoclonal antibodies and allergens were purchased
from the University of Virginia. Standard allergen dilution curves and
blanks were run on each day of ELISA analysis. For each sample,
allergen concentrations were determined from interpolation of the
standard allergen absorbance curves. For each panel of ELISA dust
assays, four blank samples were run to determine blank and detection
limit absorbance values. The detection limit varied with each batch and
was set at two SDs of the blank absorbance values. Surface dust
concentrations are presented as a bulk dust concentration (micrograms
per gram or units per gram). For quality control, two types of split
samples were obtained. The first involved separating dust samples into
two separate samples for analysis. Mean coefficients of variation were
0.230 (n = 6) for Der f1, 0.448 (n = 5) for Der p1, 0.347 (n = 6)
for cat antigen, and 0.242 (n = 8) for cockroach antigen. The second
type of split sample involved different aliquots for the same
dustphosphate-buffered saline solution test tube; this measured
variation in the ELISA itself. Mean coefficients of variation for these
samples were 0.059 (n = 9) for Der f1, 0.095 (n = 5) for Der p1,
0.117 (n = 13) for cat antigen, and 0.087 (n = 8) for cockroach
antigen.
Airborne fungi were collected outdoors, and in the kitchen and bedroom
with one-stage bioaerosol samplers (N-6; Andersen; Atlanta, GA),
containing 400 air-jet holes and having a cut point of 0.8 µm. Air
pumps connected to the Andersen samplers had a calibrated flow of 35
L/min. The Andersen samplers were loaded with malt extract agar media.
After collection, the fungal plates were incubated at 25°C for 5 to 7
days and counted for viable fungi with a magnifying glass. A
preliminary 2- to 3-day count was made and used as an estimate of total
fungi in cases in which the plates were badly overgrown at 4 to 6 days.
The colony forming units per cubic meter was calculated by taking an
average of the two bioaerosol counts divided by the volume of air
sampled. On samples containing
20 viable colonies per plate, a
count correction factor was used to account for undercounting of spores
caused by two or more fungal propagules entering the same
hole.33
Fungal colonies were then examined with a 100 to
400 x microscope and classified to genera with the help of standard
fungal references.34
35
On plates for which the count
correction factor was used, it was assumed that all of the fungal
genera were equally viable and able to compete for space in cases in
which two or more spores were entered into the same Andersen
hole.33
Data Analysis
Dust antigens and fungi distributions were transformed to a
natural log scale for statistical analysis. Geometric mean dust antigen
and fungi values were calculated for each collection location (kitchen,
bedroom, bed) and each bimonthly period. Because no samples were
obtained in September, averages for September-October include samples
from October only. For analysis, zero values for fungi were assumed to
be the lowest observed value in the data set. For fungi, zero values
were therefore assumed to be 20 cfu/m2; for dust
samples, zero values were assumed to be 0.001 µg/g for cat, 0.001
µg/g for Der p1, 0.0004 µg/g for Der f1, 0.0004 µg/g for total
mite, and 0.12 U/g for cockroach antigen. Multiple pairwise differences
between mean values were examined using analysis of variance (ANOVA)
with the least significance difference method. Percentages were
generated for dust antigen values above thresholds thought to increase
risk for symptoms15
(2 µg/g for Der p1, Der f1, and cat
antigen and 8 U/g for cockroach antigen) and for whether fungal
cultures produced identifiable colonies. Differences between collection
locations were examined using
2 tests.
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Results
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The basic demographics of the 62 families who completed baseline
visits are given in Table 1
. Approximately half of the families were recruited from Erie Family
Health Center and half from the neighborhood Head Start sites.
Forty-one of the children with asthma were boys and 21 were girls.
Ethnicity and race were mixed, with 12 African-American, 24 Puerto
Rican, 25 Mexican, and 1 non-Hispanic white families. Twenty-one
families had pets; 6 had cats. Twenty-six families had one or more
smokers in the home, with 9 families having more than one smoker.
Baseline allergen measurements are given in Tables 2
,
3
and Figures 1
3
. Levels of mite allergens were low: geometric mean was 0.023 µg/g for
Der f1 and 0.047 µg/g for Der p1 with 3.3% of samples > 2 µg/g
for Der f1 and 5.5% of samples > 2 µg/g for Der p1. Levels of
cockroach antigen, however, were quite high, with 79.6% of samples
> 8 U/g. A total of 28.2% of the samples had cat allergen > 2
µg/g, with 45.9% of homes having at least one sample > 2 µg/g,
although only six, or 9.7%, of the homes had cats. Mean levels of Der
p1 and total mite antigens were significantly higher on the bed than on
the living room floors. Total mite antigens were also
significantly higher on the bed than on the bedroom floor. There were
no other significant differences by site for the dust antigen levels.
Total mean fungi levels varied from 385 cfu/m3 in
the kitchen to 445 cfu/m3 in the bedroom. The
most common fungi were Penicillium, Cladosporium,
and Aspergillus. Overall cockroach allergen peaked in May
and June (p < 0.05 for differences in mean levels for May-June vs
all other seasons), cat levels peaked in May and June (p < 0.05 for
May-June vs January-February, March-April, and October), and mold
levels peaked in July-August (p < 0.05 for mean levels in
July-August vs January-February, March-April, and November-December).
Der p1 peaked in January-February and May-June, but there were no
significant seasonal variations in Der f1 or in total mite antigens
(not shown).

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Figure 1. Cockroach antigen demonstrated significant
seasonal variation (ANOVA, p = 0.0001). May-June levels were higher
than all other bimonthly periods (p < 0.05, least significance
difference method).
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Data collection is still continuing in the study, and the results of
the intervention will be presented in a subsequent paper. Overall, the
study has been well received by the participants. Dropouts since the
first visit have been few and primarily related to families moving. To
date, in 16 of the 26 families that have smokers, the smokers are no
longer smoking in the child's home. One person has quit completely and
one decreased to less than one cigarette a day. Many of the families
feel that their child's symptoms have improved as a result of the
intervention. The study has also been personally beneficial to the
educators. One of our peer educators recently left to attend nursing
school. Another, without previous employment or high school diploma,
has obtained her general equivalency diploma during employment with us
and has proved to be such a strong leader that she has been promoted to
supervisor on two recently funded trials. Three of the families who
finished this study were identified by the study staff as potential
educators. They also found the process so rewarding for their families
that they volunteered for the training for a more recent trial, and two
are now hired as peer educators for that study. Health-care providers
whose patients were in the study have benefited from increased
communication with their patients and greater understanding of factors
affecting their management. In several instances, psychosocial issues,
as well as unusual exposure, such as the existence of several birds in
the home, were identified and addressed by the educators working with
the provider.
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Discussion
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Allergen levels demonstrated here are similar to those seen in the
NCICAS study15
of inner-city United States populations and
different from those seen in other populations.36
37
A
high percentage of homes had cockroach antigen and a low percentage had
mite antigen above NCICAS thresholds. The fact that cat allergen was
above the NCICAS threshold in a large number of families that did not
have cats also is consistent with previous literature38
and suggests that the allergen may be transmitted on clothing and
therefore may be difficult to eradicate. The higher levels of mite
antigens on beds is also consistent with previous
literature37
and suggests that mattress covers should be
effective.
Conclusions about the effects of season on allergen levels must be
viewed with caution in light of the relatively small number of samples
collected each month. The seasonal nature of molds, with peaks in the
late summer, however, has been reported in other
studies.39
40
41
The suggestion that cockroach allergen may
peak in May and June has not been found before and warrants further
study. Our failure to find consistent seasonal effects on mites is not
consistent with our previous study42
nor with some of the
previous literature36
and may reflect the very low levels
of mites found in the study.
These data imply that intervention strategies in inner city
populations need to focus more than has been previously appreciated on
cockroach control, on minimizing the use of pesticides, and on
identifying possible sources of cat allergen. During the course of the
study, it has also become apparent that, in a subset of homes,
substantial structural problems in the housing unit may limit the
effectiveness of traditional intervention approaches. When possible,
families have adopted cost-effective strategies, such as caulking
around leaks. In some cases, however, more extensive changes are
necessary. The program was successful in convincing at least two
landlords to institute changes, but this is not always feasible, and
several of our families have moved to improve the environment for their
children and are applying the knowledge gained in this project to their
new living arrangement. As we gain more experience with housing
conditions in the inner city, more extensive legislative and political
action may be necessary to decrease exposure to asthma triggers.
Several issues have become apparent in this project that deserve
mention. Half of the families that dropped out of the study did so
before the first visit, in part because they moved, but in part because
they did not appreciate the length of time involved in the
intervention. Neither demographics (age, sex, years with asthma,
language spoken at home), nor overall indexes of severity, such as
lifetime asthma hospitalization rates or asthma-related emergency
department visit rates in the last year, predicted who would drop out
of the study. As a result of the early dropouts, we are delaying
randomization in our current trials until the second visit, with more
success. The mobility of our population was anticipated at the
beginning of the study and, to some extent, was addressed by the
overrecruitment. This issue is less important in our current trials in
which the primary end points are asthma morbidity rather than home
allergen levels. Finally, the seasonality apparent in the allergen
levels was controlled in part by the randomized study design, but will
also be addressed in the final data analysis.
Overall, the project has demonstrated that peer education focused on
modification of the home environment in inner-city populations is
feasible. The program has been well received by educators and families
and has demonstrated that education through community residents can be
beneficial both for the educators and participants. The upward mobility
of our educators suggests that programs like these may be useful
transitions from unemployment to other job opportunities.
The involvement by our participants has generally been positive, with
two of the participants currently peer educators in other studies.
Presentations in the community have also been well received and have
alerted residents to issues related to asthma, not just environmental.
The project has involved many Head Start and community agencies in the
area and has contributed to overall awareness and knowledge about the
disease in the targeted community.
In conclusion, this project has shown the feasibility of a peer
educator program focused on modification of the home environment in an
inner-city population. The baseline allergen levels presented here
suggest that intervention programs must focus more than previously
appreciated on elimination of cockroaches while minimizing the use of
pesticides and on identification of the sources of cat allergen.
Structural and psychosocial issues in homes need to be addressed in
future intervention programs.

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Figure 2. Seasonal variation in cat antigen (ANOVA,
p = 0.03). May-June levels were higher than January-February,
March-April, October, and November-December levels; July-August values
were higher than March-April and October levels (p < 0.05, least
significance difference method).
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Figure 3. Bimonthly levels of total fungi (ANOVA,
p = 0.03). July-August levels were significantly higher than
January-February, March-April, and November-December levels
(p < 0.05, least significance difference method).
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Acknowledgements
|
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We are grateful to Ms. Cheryl Byers and the Head
Start Programs in Chicago for their help in designing and implementing
this project.
 |
Footnotes
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Funded by the Otho S.A. Sprague Memorial Institute.
Abbreviations:
ANOVA = analysis of variance; Der
f1 = Dermatophagoides farinae allergen; Der
p1 = Dermatophagoides pteronyssinus allergen;
ELISA = enzyme-linked immunosorbent assay; NCICAS = National
Cooperative Inner City Asthma Study
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